Description |
Securities AttorneysOur lawyers have also represented issuers and underwriters in connection with raising in excess of $3 billion in investment capital. Securities Projects have included state and local bond offerings, initial public offerings, periodic reporting documentation, going private transactions, mergers and acquisitions, private placements and venture capital. We have assisted state and local governments in public/private partnership transactions and in developing disclosure standards for economic development programs. |
| Our Securities team: | ||
| Dennis J. Concilla | Andrew J. Federico | |
| Ryan G. Eastham | Michael A. Smith | |
| Matthew S. Brown | ||
Our securities practice group has substantial experience in counseling investment advisors, issuers, firms and individual representatives in matters relating to licensing, registration, disciplinary inquiries and arbitrations. We have had extensive experience with the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisors Act of 1940, and state securities laws.
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